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In re Robinhood

Certification and Authorization of Named Plaintiff Pursuant to Federal Securities Laws 

Scope of Representation: The individual or institution listed below (the “Plaintiff”) authorizes and, upon execution of the accompanying retainer agreement by the Derek Smith Law Group, PLLC (the “Firm” or “DSLG”), retains the Firm to file an action under the federal securities laws, for state common law, and for federal anti-trust violations, to recover damages and to seek other relief against Robinhood Financial LLC, Robinhood Securities, LLC, Robinhood Markets, Inc. (collectively “Robinhood”), and any and all necessary defendants. The Firm will prosecute the action on a contingent fee basis and will advance all costs and expenses. The Firm is entitled to thirty-three and one-third (33 1/3) of the gross settlement or award, whether for lost wages, lost earnings, lost opportunities, punitive damages, attorneys fees, emotional damages or any other damages. This Retention Agreement provided to the Plaintiff is incorporated by reference, upon execution by the Firm. Should a Court of competent jurisdiction dismiss the complaint or deny certificate of a class action, the Firm reserves the absolute right to dissolve our legal relationship and decide, on a case-by-case basis whether to continue representing individuals against Robinhood.

Are you a current or former employee of the Robinhood?

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Plaintiff certifies that:

  1. Plaintiff has reviewed the complaint and authorized its filing.
  2. Plaintiff did not acquire the security that is the subject of this action at the direction of plaintiff's counsel or in order to participate in this private action or any other litigation under the federal securities laws.
  3. Plaintiff is willing to serve as a representative party on behalf of a class, including providing testimony at deposition and trial, if necessary.
  4. Plaintiff represents and warrants that he/she/they is fully authorized to enter into and execute this certification.
  5. Plaintiff will not accept any payment for serving as a representative party on behalf of the class beyond the Plaintiff's pro rata share of any recovery, except such reasonable costs and expenses (including lost wages) directly relating to the representation of the class as ordered or approved by the court.
  6. Plaintiff has read the retainer agreement and, by submitting below, agrees to all terms outlined within.
  7. Plaintiff has not served as a representative party on behalf of a class under the federal securities laws during the last three years.
  8. Plaintiff certifies the following experiences on the Robinhood App as being true and accurate. Please include dates, securities held, purchased, or attempted to purchase, and any other relevant information relating to use of the Robinhood App in detail in the box below:

  1. CLIENT’S SIGNATURE BOX:


If you intend to retain the Firm’s legal services, please enter your full, legal name within the above box, check the appropriate boxes below, and click “Submit.”

The Complaint and Retainer Agreement provided to me is incorporated by reference.

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